After the worst financial crisis since the Great Depression, President Obama and the U.S. Congress passed legislation known as the Dodd-Frank Act that enacted sweeping reforms over the financial ...

The Trump administration’s plans to unleash the financial sector could send set up a new financial crisis, Ross Levine writes ...

The CFPB is widely seen as a key ally of American consumers, but critics say it costs too much and stifles innovation.

Federal banking and securities regulators, including several intended to operate independently from the White House, are ...

The Securities and Exchange Commission (the “SEC”) recently adopted Rule 13f-2 and Form SHO under the Securities Exchange Act ...

A whistleblower can move forward with his suit accusing insurance products company Venture Agency Holdings Inc. of retaliation after reporting alleged fraud to the SEC, a California federal district ...

Every year the Federal Reserve conducts a stress test on about 30 U.S. banks to evaluate their ability to withstand economic ...

With federal agencies shaping nearly every aspect of our lives, wealthy interest groups are pouring money and resources into ...

The Biden nominee is trying to pose as a friend of the little guy to keep his job under Trump.

Courts have been reluctant to apply the whistleblower provisions of Dodd Frank and SOX to non-U.S. company employees, but it remains to be seen whether the Improvement Act will be interpreted in ...

Ongoing work to potentially simplify the new issue disclosure submission process and discussion of dealer supervisory ...