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The process of obtaining these licenses entails completing pre-licensing education, passing state insurance examinations and registering with FINRA if you’re looking to sell variable annuities ...
To be able to sell annuities, brokers must hold a life insurance license issued by their state. To sell variable annuities, they must also hold a securities license. These brokers usually earn a ...
State governments are the primary regulators of annuities. Insurance departments in each state oversee the licensing of agents, the setting of policy and the financial stability of insurance ...
Your state's department of insurance has jurisdiction over fixed annuities because they are insurance products. State insurance commissioners require that advisors have an insurance license to ...
Chip Stapleton is a Series 7 and Series 66 license holder ... Oscar Wong / Getty Images An annuity can be an appropriate addition to a sound financial plan. But, it's important to understand ...
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